Associate Director, CFCR Regulatory Affairs, Americas
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Key
Responsibilities
- Strategy
- Awareness and understanding of the Group’s business strategy and model. Business
- Awareness and understanding of the trading businesses Processes
- Coordinate and manage regulatory examinations and regulatory visits/meetings.
- With Regulatory Affairs team, act as main point of contact to regulators and ensure all requests are handled in timely and accurate manner.
- Ensure regulatory and Group required reports and management updates are completed within the req…
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