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Associate Director, CFCR Regulatory Affairs, Americas

Description

Key

Responsibilities

  • Strategy
  • Awareness and understanding of the Group’s business strategy and model. Business
  • Awareness and understanding of the trading businesses Processes
  • Coordinate and manage regulatory examinations and regulatory visits/meetings.
  • With Regulatory Affairs team, act as main point of contact to regulators and ensure all requests are handled in timely and accurate manner.
  • Ensure regulatory and Group required reports and management updates are completed within the req…

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