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Broker Dealer Compliance Consultant

Description

Job Description We're growing, and we're looking for experienced broker-dealer FINOPs and compliance professionals. \n \n RND Resources has supported broker-dealers since 1985, and demand for our outsourced FINOP and compliance subscriptions is ahead of our bench. \n \n How it works: \n 1️⃣ Start as an independent consultant for 3–6 months, working on pre-sold client engagements.

Fixed monthly fees, with no selling or chasing invoices. \n 2️⃣ We both decide whether it's a fit. \n 3️⃣ If approve…

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