Compliance Accountant - Regulatory Examinations
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About the Company Our client is a professional service provider.
They are looking for a Compliance Accountant who will be responsible for conduct risk-based reviews of registered firms and other regulated market participants to assess compliance with the organization.
The role identifies regulatory deficiencies and internal control weaknesses, prepares formal reports and recommends appropriate corrective actions.
The successful candidate will engage with firms and internal stakeholders to evalu…
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