Compliance Officer (Investment Management)
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Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Officer at the VP level!
Responsibilities
Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance
requirements
Coordinate with the firm’s outside service providers to ensure regulatory filings are made timely and accurately.
Update and file all required regulatory…
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