Compliance Specialist
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About the role
As a Compliance Specialist at Triad Wealth Partners, you will provide essential support to the Director of Compliance in administering the Firm’s compliance program.
This role is focused on the execution and monitoring of compliance activities to help ensure the Firm meets regulatory
requirements
, industry best practices, and internal policies.
The Compliance Specialist will assist with testing, surveillance, regulatory filings, training coordination, and compliance documentation…
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