EXCLUSIVE: HEAD OF COMPLIANCE – GOOD FINANCIAL PROMOTIONS KNOWLEDGE REQUIRED - Compliance Recruitment Solutions
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EXCLUSIVE: HEAD OF COMPLIANCE – GOOD FINANCIAL PROMOTIONS KNOWLEDGE REQUIRED £60K - £70K Bonus & Bens Watford Area (Hybrid) Ref:4218D We are exclusively recruiting for a leading retail broker seeking their first full time Head of Compliance.
Managing a small team, duties will include; All Regulatory liaison (potentially holding the SMF 16) All FCA reporting Overseeing all ongoing compliance monitoring Advising on Financial Promotions Horizon scanning all FCA regulatory changes, analysing and a…
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