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Financial Operations Manager

Description

Financial Operations Manager - REMOTE ROLE!

A well-established independent broker-dealer is seeking a Financial Operations Manager to oversee daily back-office and middle-office operations.

Key

Responsibilities

Manage new accounts, AML/KYC, licensing and registrations Oversee ACATS, DWAC, wires, securities transfers, and account maintenance Supervise operational processes and client account servicing Support compliance reviews, audits, and regulatory examinations Partner with Compliance, Legal,…

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