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Lead Compliance Officer | Futures Commission Merchant

Wells Fargo Bank · Charlotte, US · lead

About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Markets Compliance team.

Reporting to the Head of Equities Compliance, this role will provide second-line compliance oversight for the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC.

This position plays a critical role in overseeing and advancing the Futures Commission Merchant (FCM) compliance program.

The successful candidate will help ensure complian…