Lead Compliance Officer | Futures Commission Merchant
About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Corporate & Investment Banking (CIB) Markets Compliance team.
Reporting to the Head of Equities Compliance, this role will provide second-line compliance oversight for the Futures Commission Merchant (FCM) activities of Wells Fargo Securities, LLC.
This position plays a critical role in overseeing and advancing the Futures Commission Merchant (FCM) compliance program.
The successful candidate will help ensure complian…