Manager, Regulatory Program Management

Dallas, TX, USA Charlotte, NC, USA Full time R260700243 The Regulatory Program Management job ensures the reliability and effectiveness of controls and processes across the company.

As a recognized master in regulatory

requirements

, this job ensures adherence to regulatory standards and proper oversight is being conducted over broker dealer activities.

This job is responsible for establishing operating routines and procedures that enable sound supervisory practices.

Key

Responsibilities

and Dut…