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Policy Advisor

Description

Reporting to the Director, Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review and approval of policy applicable to both investment dealers and mutual fund dealers.

The Policy Advisor also participates in the other operational and day-to-day work of MRP.

Core

Responsibilities

Develop and draft rules and guidance related to financial and operational

requirements

  • applic
  • able to Dealer M…

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